| The Ultimate Guide to the Advisers Act: A Practitioner's Guide Contributor(s): Eckerle, Bettina (Author) |
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ISBN: 0986271705 ISBN-13: 9780986271700 Publisher: El Publishing OUR PRICE: $75.05 Product Type: Paperback Published: January 2015 |
| Additional Information |
| BISAC Categories: - Law | Securities |
| Physical Information: 0.73" H x 6" W x 9" (0.84 lbs) 282 pages |
| Descriptions, Reviews, Etc. |
| Publisher Description: The Ultimate guide to the Advisers Act is finally a reference book that answers the questions many people involved in compliance at investment advisory firms, hedge funds, family offices, venture capital firms and private equity firms face in their day-to-day compliance routine. It is written for executives, as well as staff. With many illustrations and practical how-to tips, it is user-friendly and hits the key requirements for an effective compliance program under the Act. It tells you what to think about when starting out, as well as what to watch out for as a seasoned practitioner. It is written to make compliance accessible, easy to read, concise and pragmatic, with many charts and graphs for ease of use. |