| Compliance: A concise guide to the role of the Compliance Function in financial services firms Contributor(s): Lewis, Daniel S. (Author) |
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ISBN: 1534778381 ISBN-13: 9781534778382 Publisher: Createspace Independent Publishing Platform OUR PRICE: $6.64 Product Type: Paperback Published: November 2016 |
| Additional Information |
| BISAC Categories: - Business & Economics | Business Law |
| Physical Information: 0.07" H x 6" W x 9" (0.14 lbs) 36 pages |
| Descriptions, Reviews, Etc. |
| Publisher Description: Compliance failures have cost global financial services firms in excess of $300bn since 2010.Compliance has since become one of the most important functions in financial services firms.This short guide to Compliance explains what Compliance is, what the Compliance function does, and what some of the continuing challenges might be for the modern Compliance function. |